Regulation D Federal Securities Laws
Regulation D - Federal Securities LawsSecurities Act 1933 - Reg D - Regulation D ExemptionPrivate Placement Offering - Public Offerings Any endeavor to raise capital from the public is regulated by both federal and state securities laws. These laws apply to all investors. The exception is money raised from members of your direct family (father, mother brother sister). You cannot take ANY investor money without complying with both Federal and State laws. These laws are not only confusing but appear to contradict each other. To successfully raise capital you will need to understand how to raise money in compliance with Federal and State Laws. This is not meant as legal advice but something like a cheat sheet to allow you to form a strategy that has the possibility of success. You need to understand what Federal Securities exemptions to use. How to use the exemptions. What documents you need to produce and provide to investors. What does exemption mean? What does "blue sky" mean? Can you advertise on the Internet for investors? What is an Offering? What is an Offering Memorandum? When is an Offering Memorandum required? What does "all material information" mean? What are your disclosure responsibilities? What does "truth pf statements" mean? Score v. Private Equity Placement ? Can you raise money successfully? What are your responsibilities with oral disclosures? Can you be held liable for statements? When does an Offer occur? What is a Private Placement Offering? Regulation D Rule 501 Regulation D Rule 502 Regulation D Rule 503 Regulation D Rule 504 Regulation D Rule 505 Regulation D Rule 506 Should you offer Investors Debt or Equity? What is Form D and does it need to be filed with the government? Answer to these questions and more is available on this website. Look around and started finding the answers to your questions. A good place to start is our FAQ's sections. Are you deciding whether to proceed or even how to proceed raising capital for your business or a new start up; you will find that there is a great deal of free information on this website. If you have decided to take your project to the next level you may want to consider reviewing our audio seminars. These seminars not only provide a much higher level of knowledge and information but on completion allow you to structure a “game plan” of what needs to be done and how to do it. <<<Click Here for Private Placement Memorandum Explained>>> <<<Click Here See more information about ( 4 ) Raising Venture Capital Audio Seminars>>> .......... “You will find it helpful to educate yourself regarding the securities laws that govern the raising of capital”. .......... “Before you can accept any money from any investor, (except immediate family members) you must prepare and provide them with the proper Investor Documents”. ……….. “One of the greatest obstacles in raising capital is finding appropriate investors to pitch your idea”.
Copyright 2011- Lance Shields-All Rights Reserved-About the author >>>click here<<<
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