Seminar 2 - Compliance Federal and State Laws
Complying with Federal & State Securities Laws
Seminar 2 of 4
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You cannot take ANY investor money without complying with both Federal and State laws. These laws are not only confusing but appear to contradict each other. This seminar explains to you the key pieces of information you need to understand. It is not meant as legal advice but something like a cheat sheet to allow you to form a strategy that has the possibility of success. At the conclusion of the seminar we summarize your 1st best choice and 2nd best choice of what Federal exemptions to use. How to use the exemptions. What documents you need to produce to investors. How to produce the documents for the investors yourself. How to avoid trouble. Unconditional Money Back Guaranty |
These are some of the topics discussed in Seminar 2
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Can you raise money successfully? What does exemption mean? What does “Blue Sky” mean? When can you advertise for investors on the internet? What is an Offering? What is an Offering Memorandum? Business Plan v. Offering memorandum – differences? What does “All material information” mean? What are your disclosure responsibilities? What does “Truth of Statements” mean? SCORE v Private Placement Do any forms need to be filed with the Government?
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What are your responsibilities with oral disclosures? Could you be held personally liable for statements? When does an Offer occur? What is a Private Placement? Regulation D Rule 501 Regulation D Rule 502 Regulation D Rule 503 Regulation D Rule 504 Regulation D Rule 505 Regulation D Rule 506 Offering investors debt or equity? What is a Reg A Offering? |
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Seminar 2
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Seminar 2
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