PRIVATE PLACEMENT OFFERING (PPM) PREPARATION $2,750

                                                           15% Discount through 4/30

A.K.A.

PRIVATE PLACEMENT MEMORANDUM, OFFERING DOCUMENTS, REG D, REGULATION D, PPM, INVESTMENT OFFERING, RULE 506C, RULE 506B, BOND MEMORANDUM, EQUITY PLACEMENT, STOCK OFFERING, REAL ESTATE OFFERING, LLC OFFERING, LP OFFERING, LLP OFFERING,  

The cost of preparation includes all of the following documents: Private Placement Memorandum (PPM), Subscription Agreement, Investor Questionnaire and Limited Liability Company Operating Agreement.

Private Placement Memorandum (PPM): A completed Private Placement Memorandum is a document you give to an investor that will provide that investor with "all material information" needed to make an informed decision.This complies with the SEC - Regulation D requirements.An example of our PPM can be seen at this link

http://www.shicap.com/private-placement-memorandum-sample.html   

Subscription Agreement: This is an 8 - 9 page document that the investor signs and returns to you with their investment check. The Subscription Agreement is your receipt that the investor confirms they have received the Offering Documents. In the event of litigation, it becomes your primary defense against any claims that you did not provide the investor with "all material information."

Investor Questionnaire: Each Investor will fall into 1 of 2 categories. "Accredited" or "Non-Accredited" Investor. You will be required to identify the specific category each of your investors meets. This document provides the basis for qualifying each potential investor.

Operating Agreement: If you are an (LLC) Limited Liability Company) an Operating Agreement must be given to each investor for signature execution and returned to you.

*Business Plan: We do not create the business plan. You must provide this document to us in an MS Word format for use as an exhibit in the PPM.

Important Information About Preparation

Most everyone needs to have a mechanism to find Investors in order to raise capital. Regulation D - Rule 506(c) provides that you may advertise with certain restrictions.

This is very important. Your advertising will be limited to 130 characters in which to reach investor prospects.

The first conversation we guide you through is what is in those 130 characters; because whatever it is - your success to finding investors will depend on it. Remember your entire Private Placement Memorandum (PPM) must comport with whatever the 130 characters read in your advertising.

Though this may sound a little confusing once explained you will "get it." However, the important thing to remember is that your advertising will drive the prospects to read your documents and if your project reads well you should be able to close a percentage of the investor prospects responding to the advertising.

When we first begin the PPM preparation, the initial first conversation we have with you is what is in the 130 characters because it will define your investor deal.

The offering documents must be given to any prospective investor that you speak with whether they invest or not.

  • The document belongs to the prospective investor and is not returned. Our PPM is a legend for all 50 states.
  • The PPM will be appropriate for your company structure whether LLC, C Corp or S Corp.
  • The Preparation of the Private Placement MemorandumSubscription Agreement, and Investor Questionnaire can be a very complicated process depending on a number of factors.
  • Mr. Shields reviews with you many of the different options explaining the pros and cons of each so that ultimately each of your decisions is going to be made from an informed position. Assessing the benefit from the 35 years of Mr. Shields Wall Street experience as a New York Stock Exchange Member and CEO will prove critical in providing you advice and direction in succeeding. 
  • Some of the examples of the subjects we will cover with you. 
    • Investor Exit Options
    • Equity or debt and what it means to you  
    • Preferred -Common - Debentures
    • How to Solicit Investors or different methodologies in identifying and reaching out to investors
    • Pricing your offering
    • How much of the company should you offer investors?
    • What's the DEAL?
    • Offering amount
    • Complying with Federal Securities Laws - Regulation D (Reg. D)
    • Changes to your business plan
    • Options for Raising Capital  

 DISCOUNTS ARE AVAILABLE

We have some discounts that you can avail yourself such as if you do not need an Operating Agreement or choose to create your own you can subtract $300 from the pricing. Also, ask us for an invoice for the preparation of the Private Placement Memorandum which will provide you a detailed description of what you can expect including what other discount options may be available to you. There is no obligation for asking us for the invoice and having it will help you make a more informed decision as to whether to proceed or not.

 

OTHER LINKS

FINDING INVESTORS AND CAPITAL

http://www.shicap.com/finding-investors-and-capital.html

 

NO FEE CHARGED IF NO CAPITAL RAISED

http://www.shicap.com/consulting-raising-venture-capital.html 


SAMPLE PRIVATE PLACEMENT MEMORANDUM 

http://www.shicap.com/private-placement-memorandum-sample.html

 

ABOUT SHIELDS

http://www.shicap.com/about-mr-shields.html

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