Regulation D Rule 503
Regulation D Rule 503 discusses the timing of filing the Form D notification to the SEC. Form D is filed online at www.sec.gov
If you are using exemption Rule 506(b). Form D must be filed within 15 days of receiving your first check.
If you are using exemption 506(c). Form D must be filed 15 days before you intend to begin advertising.
Form D may be filed by a company officer or the company's attorney.
Form D is filed online by going to www.SEC.gov. You first apply for an Edgar number and on receiving the Edgar number you then file Form D electronically online.
We provide our clients with help telephone numbers that assist them in the filing process.
State Requirements: Many States require filing a copy of Form D with their appropriate departments. However; you should check with your state to confirm what are the state’s requirement. We provide a contact list of all state securities regulators as part of our service.
Form D is required to be filed one time only.
Form D fulfills your notification requirements. You do not need SEC approval to raise money under Regulation D Rule 506.
Shields Capital Partners
3606 Enterprise Avenue
Naples, FL 34104
Hours: (M - F 10:30am - 6:00pm Eastern)
If you have found the information on this website helpful to you, please take a moment to "like" us. It is helpful to us.